Mutual funds are a popular choice among investors because they generally offer the following features: What are the benefits and risks of mutual funds?Īdditional information Why do people buy mutual funds? Each share represents an investor’s part ownership in the fund and the income it generates. The combined holdings of the mutual fund are known as its portfolio. The Laws That Govern the Securities IndustryĪ mutual fund is a company that pools money from many investors and invests the money in securities such as stocks, bonds, and short-term debt.Researching the Federal Securities Laws Through the SEC Website.Structured Notes with Principal Protection.Smart Beta, Quant Funds and other Non- Traditional Index Funds.Mutual Funds and Exchange-Traded Funds (ETFs).Initial Coin Offerings (ICOs) and Cryptocurrencies.Publicly Traded Business Development Companies (BDCs).Stock Purchases and Sales: Long and Short.Pay Off Credit Cards or Other High Interest Debt.Required Minimum Distribution Calculator.Investment Professional Background Check.Working with an Investment Professional.Five Questions to Ask Before You Invest.